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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

DAVID WHITCOMB HENNINGS

Advisor at STONEX ADVISORS INC.

OAK PARK, IL | BIRMINGHAM, AL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 4, 1992
First registration: Jun 25, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2211362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Jan 30, 2015	n/a	yes	BIRMINGHAM, AL\|OAK PARK, IL	Current employment
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Jan 4, 2010	Jan 30, 2015	no	WINDSOR LOCKS, CT\|OAK PARK, IL\|YOUNGSTOWN, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	Dec 31, 2009	no	OAK PARK, IL	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	Jun 25, 2004	Sep 8, 2009	no	BOSTON, MA\|OAK PARK, IL\|OAK PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	STONEX ADVISORS INC.	Jan 30, 2015	Jan 30, 2015	0	Bulk transfer	Other
LPL FINANCIAL LLC	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Dec 31, 2009	Jan 4, 2010	4	Firm change	Other
WATERSTONE FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Jan 30, 2015 to presentfactForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jan 4, 2010 to Jan 30, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 8, 2009 to Dec 31, 2009factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 25, 2004 to Sep 8, 2009factForm ADV

Dated events

No dated event names this entity yet.