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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

SC WEALTH ADVISORS

SECURE CAPITAL WEALTH ADVISORS LLC, CRD 305201

OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d347b7b7-bf6d-57e4-601c-060ffb9f4efe

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Sep 18, 2026 to Sep 18, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

SC Wealth Advisors

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $37.2MItem 5.F on the latest filing (2026-09-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $37.2M
Private client RAUM: $29.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 79%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 237
Individual clients: 78
High net worth clients: 40
CRD: 305201
Filings on the tape: 1
First filed: Sep 18, 2026
Latest filed: Sep 18, 2026
Organised: Limited Liability Company, IL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD M BOREK	Certified Financial Planner	OAKBROOK TERRACE, IL	7	36	2	no
RAJAN BHADRESH SHAH	n/a	OAKBROOK TERRACE, IL	7	14	1	no
SHIVAM SANJAY PATEL	n/a	OAKBROOK TERRACE, IL	0	12	n/a	no

Relationships

Registered with (2)

← RICHARD M BOREKAdvisorregistration: previous registration
Sep 20, 2019 to Dec 31, 2025factForm ADV
← RAJAN BHADRESH SHAHAdvisorregistration: previous registration
Sep 20, 2019 to Dec 31, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 18, 2026
Shivam Sanjay Patel registered as an investment adviser representative at Sc Wealth Advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d347b7b7-bf6d-57e4-601c-060ffb9f4efe
First observed: Sep 18, 2026
Last observed: Sep 18, 2026 2 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SC WEALTH ADVISORS

SECURE CAPITAL WEALTH ADVISORS LLC, CRD 305201

OAKBROOK TERRACE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d347b7b7-bf6d-57e4-601c-060ffb9f4efe

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD M BOREK

Certified Financial Planner

OAKBROOK TERRACE, IL

RAJAN BHADRESH SHAH

n/a

OAKBROOK TERRACE, IL

SHIVAM SANJAY PATEL

n/a

OAKBROOK TERRACE, IL

n/a