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Advisor at UBS FINANCIAL SERVICES INC.
Naples, FL | GREENVILLE, DE | West Chester, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 12, 2008 | n/a | yes | GREENVILLE, DE|Naples, FL|West Chester, PA | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Apr 30, 2008 | no | WILMINGTON, DE | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 15, 1999 | Apr 2, 2007 | no | WILMINGTON, DE|WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | Apr 30, 2008 | May 12, 2008 | 12 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |