DFX Intelligence

M•••••• A•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

M•••••• A•••• D••••

Advisor at L••• F••••••••

GREENSBORO, NC

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Search this name across graphsid dfx:ria:d34bff22-31ff-ac82-f9ae-5b2786d53ecf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 4, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• F••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• F••••••••	State registered	May 10, 2024	n/a	yes	GREENSBORO, NC	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 16, 2023	Apr 3, 2024	no	Greensboro, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	L••• F••••••••	Apr 3, 2024	May 10, 2024	37	Firm change	Ibd to state RIA
P••• A••••• S••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 20, 2023	Nov 16, 2023

Relationships

Registered with (3)

→ L••• F••••••••Registered adviserregistration: current employment
May 10, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 16, 2023 to Apr 3, 2024factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 4, 2023 to Nov 20, 2023factForm ADV

Dated events

Occurred
Apr 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d34bff22-31ff-ac82-f9ae-5b2786d53ecf
First observed: Oct 4, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.