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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

LAUREN JACOBS

Advisor at CETERA INVESTMENT ADVISERS LLC

LONGWOOD, FL

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Search this name across graphsid dfx:ria:d34fd85f-fb24-f162-0bb2-3a7e08df444c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 22, 2006
First registration: Aug 30, 2007
Dual registered: yes, broker-dealer
Other names: LAUREN ELIZABETH JACOBS
IAPD individual key: 4762586

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 11, 2020	n/a	yes	LONGWOOD, FL	Current employment
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Jun 11, 2024	Sep 9, 2026	no	LONGWOOD, FL	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Nov 12, 2020	no	PALM BEACH GARDENS, FL\|SAN DIEGO, CA\|BOCA RATON, FL\|PALM BEACH GARDENS, FL\|EL SEGUNDO, CA\|LAKE MARY, FL\|Winter Park, FL	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Aug 30, 2007	Jul 2, 2012	no	PALM BEACH GARDENS, FL\|LAKE MARY, FL\|SAN DIEGO, CA\|PALM BEACH GARDENS, FL\|SAN DIEGO, CA\|Palm Beach Gardens, FL\|EL SEGUNDO, CA\|BOCA RATON, FL\|LAKE MARY, FL\|Winter Park, FL\|LONGWOOD, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX PLANNING PARTNERS, INC.	n/a	Sep 9, 2026	n/a	n/a	Departure no registered destination	Departure
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Sep 11, 2020	-62	Bulk transfer	Ibd to ibd
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Sep 11, 2020 to presentfactForm ADV
→ AVANTAX PLANNING PARTNERS, INC.Registered adviserregistration: previous registration
Jun 11, 2024 to Sep 9, 2026factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 12, 2020factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Aug 30, 2007 to Jul 2, 2012factForm ADV

Dated events

Occurred
Sep 9, 2026
Advisor departed, no destination yet
Lauren Jacobs no longer registered at Avantax Planning Partners, Inc.; no later IA registration on IAPD
Form ADVobserved 5 days ago