DFX Intelligence

N••••• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

N••••• C•••••• A•••••••

N••••• ENTERPRISES LLC, CRD 307706

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Search this name across graphsid dfx:ria:d3547696-430a-c1b1-04db-73a21ba7510d

Data as of Feb 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 2
On other graphs: 0
Observed: Mar 3, 2020 to Feb 21, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $1.4Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• J••• N•••••	Chartered Financial Analyst	ORONO, ME	6	34	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N•••••• C••••••••• J•••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	03/2020	Mar 3, 2020	Feb 24, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 21, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.5B	-10.5%	n/a	n/a	1	1	0	0

Relationships

Registered with (1)

← C••••••••• J••• N•••••Advisorregistration: current employment
Apr 2, 2020 to presentfactForm ADV

Controls (1)

← N•••••• C••••••••• J•••OwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 3, 2020 to Feb 24, 2024factForm ADV

Dated events

Occurred
Mar 14, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.3B
Occurred
Mar 3, 2020
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3547696-430a-c1b1-04db-73a21ba7510d
First observed: Mar 3, 2020
Last observed: Feb 21, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.