DFX Intelligence

H•••• J••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)54 years in industry

H•••• J••••• K••••

Advisor at S••••••••• B•••••••• S•••••••

Pittsburgh, PA | CARNEGIE, PA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• B•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 1971earliest registration or exam on IAPD
Years in industry: 54derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• B•••••••• S•••••••	State registered	Jan 14, 2020	n/a	yes	CARNEGIE, PA\|Pittsburgh, PA	Current employment
S••••••••• B•••••••• S•••••••	State registered	Oct 21, 2013	Dec 11, 2014	no	PITTSBURGH, PA

Relationships

Registered with (1)

→ S••••••••• B•••••••• S•••••••Registered adviserregistration: previous registration
Oct 21, 2013 to Dec 11, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 21, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.