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D••• B• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant22 years in industry

D••• B• M•••••

Advisor at K••••• G••••

RHINEBECK, NY

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Search this name across graphsid dfx:ria:d35bbba1-91e5-bcb2-4c53-60de412a2468

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• G••••	Independent wealth	Apr 23, 2024	n/a	yes	RHINEBECK, NY	Current employment
I••••• L••	Independent wealth	Jul 2, 2019	Jul 24, 2024	no	NEW YORK, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• L••	K••••• G••••	Jul 24, 2024	Apr 23, 2024	-92	Firm change after gap	RIA to new firm
P••• A••••• S••••••••• L••	I••••• L••	May 10, 2019

Relationships

Registered with (3)

→ K••••• G••••Registered adviserregistration: current employment
Apr 23, 2024 to presentfactForm ADV
→ I••••• L••Registered adviserregistration: previous registration
Jul 2, 2019 to Jul 24, 2024factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 7, 2005 to May 10, 2019factForm ADV

Dated events

Occurred
Jul 24, 2024
Advisor changed firm
D••• B• M••••• left I••••• L•• for K••••• G•••• (registered 2024-04-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d35bbba1-91e5-bcb2-4c53-60de412a2468
First observed: Apr 7, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.