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CRD 308977
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| M•••••• B••••• B••••• | Certified Financial Planner | PITTSBURGH, PA | 6 | 15 | 1 | no |
| N••••••• A• S••••••••• | Certified Financial Planner|Chartered Financial Consultant | PITTSBURGH, PA | 6 | 16 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••• M••••••• B••••• | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | yes | 04/2020 | Apr 27, 2020 | Oct 9, 2024 |
| S••••• J••••••• F••••• | Member | Na | no | 09/2022 | Sep 25, 2022 | Oct 9, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 16, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 11.1% | 0 | 0 | 0 | 3 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $751M | $559M | 34.3% | $277M | 39.5% | 14 | 9 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| R•••••• E••• | 2 | Jul 15, 2021 | Jan 4, 2022 | PITTSBURGH, PA | Team lift out | RIA to new firm | 33.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| N••••••••• M••••• I••••••••• S••••••••• | 3 | Jun 2, 2020 | Jun 1, 2020 | PITTSBURGH, PA | Team lift out | Other | 0.2% |
| no |
| J•••••• F••••• S•••• | n/a | PITTSBURGH, PA | 5 | 11 | n/a | no |
| C••••••••• M• P••••• | n/a | PITTSBURGH, PA | 5 | 10 | n/a | no |
| B••••••• R••••••••• | Certified Financial Planner | PITTSBURGH, PA | 4 | 12 | n/a | no |
| J••••• D••• F•••••••• | n/a | PITTSBURGH, PA | 2 | 20 | n/a | no |
| D••• D•••• D••••• | n/a | PITTSBURGH, PA | Erie, PA | 0 | 19 | 1 | no |
| T•••• H•••••• | Certified Financial Planner | PITTSBURGH, PA | 0 | 14 | 1 | no |
| J•••• S••••• R••••••••• | n/a | PITTSBURGH, PA | 0 | 36 | n/a | no |
| Member |
| Na |
| no |
| 09/2022 |
| Sep 25, 2022 |
| Oct 9, 2024 |
| $751M |
| $751M |
| 14 |
| 8 |
| 0 |
| n/a |
| n/a |
| 2024 | Apr 29, 2025 | $559M | $559M | 9 | 7 | 0 | n/a | n/a |
| 2023 | Mar 2, 2024 | $408M | $408M | 9 | 5 | 0 | n/a | n/a |
| 2022 | Feb 26, 2023 | $277M | $277M | 9 | 5 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $233M | $22.5M | 9 | 5 | 0 | n/a | n/a |
| 2020 | Mar 12, 2021 | $199M | $199M | 9 | 5 | 0 | n/a | n/a |