DFX Intelligence

P••••••• C••••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

P••••••• C••••••••• H•••••

Advisor at R•••••• J•••• • A••••••••• I•••

LAFAYETTE, IN

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Search this name across graphsid dfx:ria:d3678ef7-ea9c-201d-f00e-56838b251b03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	May 5, 2026	n/a	yes	LAFAYETTE, IN	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Feb 28, 2017	May 20, 2026	no	INDIANAPOLIS, IN\|ZIONSVILLE, IN\|LAFAYETTE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	R•••••• J•••• • A••••••••• I•••	May 20, 2026	May 5, 2026	-15	Firm change	Ibd to ibd
C••• S••••••••• C•••••••••	S•••••• N••••••• • C••••••• I•••••••••	Feb 28, 2017	Feb 28, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
793:705:IN:2026-05-20	May 20, 2026	May 5, 2026	LAFAYETTE, IN	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Feb 28, 2017 to May 20, 2026factForm ADV
→ C••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jan 1, 2006 to Feb 28, 2017factForm ADV

Dated events

Occurred
May 20, 2026
Advisor changed firm
P••••••• C••••••••• H••••• left S•••••• N••••••• • C••••••• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2026-05-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3678ef7-ea9c-201d-f00e-56838b251b03
First observed: Jan 1, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.