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Advisor at LUMINA WEALTH MANAGEMENT, LLC
WILMINGTON, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LUMINA WEALTH MANAGEMENT, LLC | Independent wealth | Mar 30, 2018 | n/a | yes | WILMINGTON, NC | Current employment |
| ANLYAN & HIVELY PRIVATE CLIENT GROUP, LLC | Former SEC adviser | Aug 31, 2009 | Mar 28, 2018 | no | WILMINGTON, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 23, 2006 | Aug 31, 2009 | no | WILMINGTON, NC|WILMINGTON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ANLYAN & HIVELY PRIVATE CLIENT GROUP, LLC | LUMINA WEALTH MANAGEMENT, LLC | Mar 28, 2018 | Mar 30, 2018 | 2 | Firm change | Other |
| WELLS FARGO ADVISORS | ANLYAN & HIVELY PRIVATE CLIENT GROUP, LLC | Aug 31, 2009 | Aug 31, 2009 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150580:291548:NC:2018-03-28 | Mar 28, 2018 | Mar 30, 2018 | WILMINGTON, NC | Firm change |