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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Drew S. Stallings

Advisor at J.P. MORGAN SECURITIES LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d36afc1e-7f8d-c28d-a938-beeed8cba627

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 3, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jan 3, 2002
First registration: Sep 26, 2005
Dual registered: yes, broker-dealer
Other names: SANG DO KIM|DREW S. STALLINGS|Drew Sang Do Kim|DREW SANG STALLINGS
IAPD individual key: 4442582

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 3, 2021	n/a	yes	Newport Beach, CA\|COSTA MESA, CA\|Irvine, CA\|IRVINE, CA\|NEWPORT BEACH, CA\|COSTA MESA, CA\|IRVINE, CA\|IRVINE, CA\|NEWPORT BEACH, CA\|CORONA DEL MAR, CA\|NEWPORT BEACH, CA\|Irvine, CA\|SANTA ANA, CA\|HUNTINGTON BEACH, CA\|FOUNTAIN VALLEY, CA\|Huntington Beach, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Jun 4, 2021	no	EL SEGUNDO, CA\|LOS ANGELES, CA\|SUMMIT, NJ\|HADDON TOWNSHIP, NJ\|ROSEVILLE, CA\|SACRAMENTO, CA\|SAN LUIS OBISPO, CA\|ROSEVILLE, CA\|SACRAMENTO, CA\|WESTLAKE VILLAGE, CA\|ROSEVILLE, CA\|ENCINO, CA\|WESTLAKE VILLAGE, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Sep 26, 2005	Jan 3, 2011	no	LOS ANGELES, CA\|WEST COVINA, CA\|WEST COVINA, CA\|SALT LAKE CITY, UT\|WEST COVINA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	J.P. MORGAN SECURITIES LLC	Jun 4, 2021	Jun 3, 2021	-1	Firm change	Wirehouse to wirehouse
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:79:CA:2021-06-01	Jun 4, 2021	Jun 3, 2021	ENCINO, CA	Firm change

Relationships

Registered with (3)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 3, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Jun 4, 2021factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 26, 2005 to Jan 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d36afc1e-7f8d-c28d-a938-beeed8cba627
First observed: Sep 26, 2005
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Drew S. Stallings

Advisor at J.P. MORGAN SECURITIES LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d36afc1e-7f8d-c28d-a938-beeed8cba627

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:52 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

J.P. MORGAN SECURITIES LLC

Wirehouse

Jun 3, 2021

n/a

yes

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jan 3, 2011

Jun 4, 2021

Previous registration

WELLS FARGO INVESTMENTS, LLC

n/a

Sep 26, 2005

Jan 3, 2011

LOS ANGELES, CA|WEST COVINA, CA|WEST COVINA, CA|SALT LAKE CITY, UT|WEST COVINA, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

J.P. MORGAN SECURITIES LLC

Jun 4, 2021

Jun 3, 2021

-1

Firm change

Wirehouse to wirehouse

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO ADVISORS

Jan 3, 2011

Bulk transfer

Other

Team

Left

Joined

From

Kind

19616:79:CA:2021-06-01

Jun 4, 2021

Jun 3, 2021

ENCINO, CA

Firm change