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Advisor at WELLSPRING PLANNING GROUP LLC
Roswell, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLSPRING PLANNING GROUP LLC | State registered | Jun 28, 2016 | n/a | yes | Roswell, GA | Current employment |
| WELLSPRING WEALTH MANAGEMENT LLC | Independent wealth | Aug 24, 2010 | Jun 17, 2016 | no | ALPHARETTA, GA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 1, 2009 | Dec 18, 2009 | no | ATLANTA, GA | Previous registration |
| WELLSPRING WEALTH MANAGEMENT LLC | Independent wealth | Mar 20, 2006 | Feb 23, 2009 | no | ATLANTA, GA | Previous registration |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | n/a | Jun 9, 2004 | Oct 13, 2009 | no | ATLANTA, GA | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Jan 23, 2003 | Jun 8, 2004 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLSPRING WEALTH MANAGEMENT LLC | WELLSPRING PLANNING GROUP LLC | Jun 17, 2016 | Jun 28, 2016 | 11 | Firm change | Other |
| LPL FINANCIAL LLC | WELLSPRING WEALTH MANAGEMENT LLC | Dec 18, 2009 | Aug 24, 2010 | 249 | Firm change | Other |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | WELLSPRING WEALTH MANAGEMENT LLC | Oct 13, 2009 | Mar 20, 2006 | -1,303 | Firm change after gap | Other |
| WELLSPRING WEALTH MANAGEMENT LLC | LPL FINANCIAL LLC | Feb 23, 2009 | Oct 1, 2009 | 220 | Firm change | Other |
| WS GRIFFITH SECURITIES, INC. | ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | Jun 8, 2004 | Jun 9, 2004 | 1 | Firm change | Other |