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Advisor at VALIC FINANCIAL ADVISORS, INC.
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 13, 2011 | n/a | yes | LAS VEGAS, NV | Current employment |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Aug 21, 2008 | Jul 22, 2009 | no | HENDERSON, NV | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 14, 2004 | Jul 14, 2008 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | VALIC FINANCIAL ADVISORS, INC. | Jul 22, 2009 | Jun 13, 2011 | 691 | Firm change after gap | Other |
| VALIC FINANCIAL ADVISORS, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jul 14, 2008 | Aug 21, 2008 | 38 | Firm change | Other |