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Advisor at EMPOWER ADVISORY GROUP, LLC
Dubuque, IA | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jul 22, 2022 | n/a | yes | GREENWOOD VILLAGE, CO|Dubuque, IA | Current employment |
| PRUDENTIAL SELECT STRATEGIES LLC | Institutional manager | May 31, 2019 | Nov 29, 2020 | no | Dubuque, IA | Previous registration |
| GLOBAL PORTFOLIO STRATEGIES, INC. | Former SEC adviser | Feb 24, 2012 | Dec 31, 2018 | no | HARTFORD, CT|DUBUQUE, IA | Previous registration |
| GLOBAL PORTFOLIO STRATEGIES, INC. | Former SEC adviser | Jan 7, 2008 | Jul 26, 2011 | no | DUBUQUE, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUDENTIAL SELECT STRATEGIES LLC | EMPOWER ADVISORY GROUP, LLC | Nov 29, 2020 | Jul 22, 2022 | 600 | Firm change after gap | RIA to ibd |
| GLOBAL PORTFOLIO STRATEGIES, INC. | PRUDENTIAL SELECT STRATEGIES LLC | Dec 31, 2018 | May 31, 2019 | 151 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 286153:112058:IA:2020-11-24 | Nov 29, 2020 | Jul 22, 2022 | DUBUQUE, IA | Firm change after gap |
| 105812:286153:IA:2018-12-31 | Dec 31, 2018 | May 31, 2019 | DUBUQUE, IA | Firm change |