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C••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

C••• M••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

Ames, IA

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Search this name across graphsid dfx:ria:d39207a6-725b-2b49-6df9-bab7dcefed18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Mar 20, 2024	n/a	yes	Ames, IA	Current employment
R•••• G••• W••••• C•••••••••	Former SEC adviser	Jun 28, 2018	Aug 17, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• G••• W••••• C•••••••••	N••••••••• M••••• I••••••••• S•••••••••	Aug 17, 2023	Mar 20, 2024	216	Firm change	Other
C•••••• S••••• • C••• I•••	R•••• G••• W••••• C•••••••••	Jun 19, 2018

Relationships

Registered with (6)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Mar 20, 2024 to presentfactForm ADV
→ R•••• G••• W••••• C•••••••••Registered adviserregistration: previous registration
Jun 28, 2018 to Aug 17, 2023factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 10, 2015 to Jun 19, 2018factForm ADV
→ A••••• A•• P••••••• S•••••••

Dated events

Occurred
Aug 17, 2023
Advisor changed firm
C••• M•••••• left R•••• G••• W••••• C••••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-03-20)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d39207a6-725b-2b49-6df9-bab7dcefed18
First observed: Jul 18, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.