DFX Intelligence

S•••••• D••••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

S•••••• D••••• T••••••••

Advisor at H••• S••••••••• •••• I•••

NEW YORK CITY, NY

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Search this name across graphsid dfx:ria:d393255d-20cf-4f75-fcfa-d851651120e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jan 4, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••• T• H••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• S••••••••• •••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• S••••••••• •••• I•••	Bd affiliated wealth	Apr 17, 2026	n/a	yes	NEW YORK CITY, NY	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	May 29, 2007	Jun 18, 2025	no	Stamford, CT\|NEW YORK, NY\|Stamford, CT\|NEW YORK, NY\|New York, NY\|New York, NY\|TAMPA, FL\|NEW YORK, NY\|NEW YORK, NY\|TAMPA, FL\|New York City, NY\|Manhasset, NY\|New York, NY\|Manhasset, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	H••• S••••••••• •••• I•••	Jun 18, 2025	Apr 17, 2026	303	Firm change	Ibd to ibd
C••••••• I••••••••• S•••••••	C•••••••• G••••• M•••••• I•••	May 29, 2007	May 29, 2007

Relationships

Registered with (3)

→ H••• S••••••••• •••• I•••Registered adviserregistration: current employment
Apr 17, 2026 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 29, 2007 to Jun 18, 2025factForm ADV
→ C••••••• I••••••••• S•••••••Registered adviserregistration: previous registration
Jan 4, 2007 to May 29, 2007factForm ADV

Dated events

Occurred
Jun 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d393255d-20cf-4f75-fcfa-d851651120e4
First observed: Jan 4, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.