DFX Intelligence

N••••••• J•••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

N••••••• J•••• E••••

Advisor at C• W••••• A••••••• L••

BEACHWOOD, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• W••••• A••••••• L••	Independent wealth	Oct 7, 2021	n/a	yes	BEACHWOOD, OH	Current employment
G••••• R•••••• R••••••••• L••	Independent wealth	Feb 10, 2020	Aug 2, 2021	no	DUBLIN, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R•••••• R••••••••• L••	C• W••••• A••••••• L••	Aug 2, 2021	Oct 7, 2021	66	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G••••• R•••••• R••••••••• L••	Feb 21, 2020	Feb 10, 2020

Relationships

Registered with (3)

→ C• W••••• A••••••• L••Registered adviserregistration: current employment
Oct 7, 2021 to presentfactForm ADV
→ G••••• R•••••• R••••••••• L••Registered adviserregistration: previous registration
Feb 10, 2020 to Aug 2, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 18, 2018 to Feb 21, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 18, 2018
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.