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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEALTHMD CORPORATION

CRD 140498

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d39af603-4d50-1ab6-e48f-b575bdb4bfa2

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 22, 2012 to Mar 30, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $251MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $251M
Private client RAUM: $251MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $251Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,593
Individual clients: 1,031
High net worth clients: 30
Custody, client assets: $3.0M
SEC number: 801-80639
CRD: 140498
Filings on the tape: 28
First filed: Mar 22, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, NV
Website: wealthmd.net

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PHILIP PARRISH SALLEE	n/a	LOUISVILLE, KY	20	27	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAINES, NICOLE, TICE	CHIEF COMPLIANCE OFFICER & PRESIDENT	Na	yes	06/2013	Nov 18, 2014	Feb 28, 2024
SALLEE, PHILIP, PARRISH	CHIEF INVESTMENT OFFICER & SECRETARY	E	yes	06/2006	Mar 22, 2012	Feb 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$251M	$251M	4	1	0	n/a	n/a
2024	Mar 27, 2025	$213M	$213M	4	1	0	n/a	n/a
2023	Feb 28, 2024	$190M	$190M	3	1	0	n/a	n/a
2022	Mar 1, 2023	$160M	$160M	3	1	0	n/a	n/a
2021	Mar 10, 2022	$200M	$200M	3	1	0	n/a	n/a
2020	Mar 31, 2021	$174M	$174M	3	1	0	n/a	n/a
2019	Mar 23, 2020	$149M	$149M	3	1	0	n/a	n/a
2018	Mar 28, 2019	$138M	$138M	3	1	0	n/a	n/a
2017	Mar 30, 2018	$139M	$139M	4	1	0	n/a	n/a
2016	Jan 25, 2017	$114M	$114M	4	1	n/a	n/a	n/a
2015	Jan 13, 2016	$110M	$110M	4	1	n/a	n/a	n/a
2014	Feb 9, 2015	$106M	$106M	5	2	n/a	n/a	n/a
2011	Mar 22, 2012	$47.6M	$47.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$251M	$213M	17.7%	$160M	16.1%	4	4	0	0

Relationships

Registered with (4)

← PHILIP PARRISH SALLEEAdvisorregistration: current employment
Jun 13, 2006 to presentfactForm ADV
← Broderick SolomonAdvisorregistration: previous registration
Jul 25, 2024 to Sep 19, 2024factForm ADV
← John Joseph MoriartyAdvisorregistration: previous registration
May 11, 2021 to Jul 20, 2021factForm ADV
← HUNTER BROWN NIGHBERTAdvisorregistration: previous registration
Mar 24, 2010 to Aug 3, 2015factForm ADV

Controls (2)

← SALLEE, PHILIP, PARRISHOwnerCHIEF INVESTMENT OFFICER & SECRETARY, ownership code E, individual
Mar 22, 2012 to Feb 28, 2024factForm ADV
← HAINES, NICOLE, TICEOwnerCHIEF COMPLIANCE OFFICER & PRESIDENT, ownership code NA, individual
Nov 18, 2014 to Feb 28, 2024factForm ADV

Dated events

Occurred
Sep 19, 2024
Advisor changed firm
Broderick Solomon left Wealthmd Corporation for Pnc Wealth Management (registered 2024-11-26)
Form ADVobserved 5 days ago
Occurred
Nov 18, 2014
First Form ADV filing
Wealthmd Corporation filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d39af603-4d50-1ab6-e48f-b575bdb4bfa2
First observed: Mar 22, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTHMD CORPORATION

CRD 140498

LOUISVILLE, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d39af603-4d50-1ab6-e48f-b575bdb4bfa2

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PHILIP PARRISH SALLEE

n/a

LOUISVILLE, KY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAINES, NICOLE, TICE

CHIEF COMPLIANCE OFFICER & PRESIDENT

yes

06/2013

Nov 18, 2014

Feb 28, 2024

SALLEE, PHILIP, PARRISH

CHIEF INVESTMENT OFFICER & SECRETARY

yes

06/2006

Mar 22, 2012

Feb 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$251M

n/a

2024

Mar 27, 2025

$213M

n/a

2023

Feb 28, 2024

$190M

n/a

2022

Mar 1, 2023

$160M

n/a

2021

Mar 10, 2022

$200M

n/a

2020

Mar 31, 2021

$174M

n/a

2019

Mar 23, 2020

$149M

n/a

2018

Mar 28, 2019

$138M

n/a

2017

Mar 30, 2018

$139M

n/a

2016

Jan 25, 2017

$114M

n/a

2015

Jan 13, 2016

$110M

n/a

2014

Feb 9, 2015

$106M

n/a

2011

Mar 22, 2012

$47.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$251M

$213M

17.7%

$160M

16.1%