DFX Intelligence

F•••• A••••• F••••• O•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

F•••• A••••• F••••• O•••••

F•••• A••••• F••••• O••••• LLC, CRD 122448

NAPLES, FL

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Search this name across graphsid dfx:ria:d3a3a639-2f37-ee7e-2869-b0b448468e58

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 7
On other graphs: 1
Observed: Mar 22, 2012 to Mar 16, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

F•••• A••••• F••••• O•••••

Office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $230M
Private client RAUM: $1.3Bderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $338Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K••• J•••• S••••••••	n/a	NAPLES, FL	6	14	2	no
G••• B••••••• P••••	n/a	NAPLES, FL	5	22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• T••••••• J•••	Member	D	yes	01/2006	Mar 16, 2026	Mar 16, 2026
P••••• G•••• B•••••••	MANAGING MEMBER	D	yes	12/2008	Mar 16, 2026	Mar 16, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
P•••••••• F••• A••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
T•••••• J• C•••••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$909M	48.7%	$191M	92.1%	7	7	0	0

Relationships

Registered with (5)

← C••••• J•••••• B•••••Advisorregistration: current employment
Aug 10, 2026 to presentfactForm ADV
← D••••••• R•••••••••Advisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV
← G••• B••••••• P••••Advisorregistration: current employment
Jun 29, 2021 to presentfactForm ADV
← K••• J•••• S••••••••

Dated events

Occurred
Mar 16, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$442M
Occurred
Mar 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 26, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$275M
Occurred
Mar 20, 2024
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3a3a639-2f37-ee7e-2869-b0b448468e58
First observed: Mar 22, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.