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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

HULL CAPITAL MANAGEMENT LLC

CRD 138475

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3a4e032-7efc-04ba-8bfd-8d814ac5347c

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $117MItem 5.F on the latest filing (2012-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $117M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 8
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $123Mgross asset value as reported per fund; never fund size
Custody, client assets: $117M
SEC number: 801-65883
CRD: 138475
Filings on the tape: 1
First filed: Mar 30, 2012
Latest filed: Mar 30, 2012
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PIPE SELECT FUND, LLC (LIQUIDATION)	Hedge Fund	$15.7M	Apr 15, 2022	23	Mar 30, 2012	reported	021-138450
HUMBER VIEW LP (LIQUIDATION)	Hedge Fund	$340,000	Apr 15, 2022	1	Mar 30, 2012	reported	n/a
PIPE EQUITY PARTNERS, LLC (LIQUIDATION)	Hedge Fund	$243,987	Apr 15, 2022	75	Mar 30, 2012	reported	021-53802
WARRANT STRATEGIES FUND, LLC	Hedge Fund	$14,550	Apr 15, 2022	4	Mar 30, 2012	reported	021-140487
OPTION 13 PARTNERS, LP	Hedge Fund	$0	Mar 21, 2018	0	Mar 21, 2016	reported	021-251579

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HULL, JAMES, MITCHELL	MANAGING MEMBER/CHIEF EXECUTIVE OFFICER	E	yes	12/2002	Mar 30, 2012	Mar 30, 2012
ACKERMAN, BRADLEY, JASON	CHIEF COMPLIANCE OFFICER	Na	no	11/2006	Mar 30, 2012	Mar 30, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HULL CAPITAL ADVISOR, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 30, 2012	$117M	$117M	n/a	n/a	n/a	4	$123M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$117M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Advises (5)

→ HUMBER VIEW LP (LIQUIDATION)Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ PIPE SELECT FUND, LLC (LIQUIDATION)Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ PIPE EQUITY PARTNERS, LLC (LIQUIDATION)Private fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ WARRANT STRATEGIES FUND, LLCPrivate fundHedge Fund, ERA
Mar 30, 2012 to presentfactForm ADV
→ OPTION 13 PARTNERS, LPPrivate fundHedge Fund, ERA
Mar 21, 2016 to presentfactForm ADV

Controls (1)

← HULL, JAMES, MITCHELLOwnerMANAGING MEMBER/CHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV

Owns (1)

← ACKERMAN, BRADLEY, JASONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3a4e032-7efc-04ba-8bfd-8d814ac5347c
First observed: Mar 30, 2012
Last observed: Mar 30, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HULL CAPITAL MANAGEMENT LLC

CRD 138475

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3a4e032-7efc-04ba-8bfd-8d814ac5347c

Data as of Mar 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PIPE SELECT FUND, LLC (LIQUIDATION)

Hedge Fund

$15.7M

Apr 15, 2022

Mar 30, 2012

reported

021-138450

HUMBER VIEW LP (LIQUIDATION)

Hedge Fund

$340,000

Apr 15, 2022

Mar 30, 2012

reported

n/a

PIPE EQUITY PARTNERS, LLC (LIQUIDATION)

Hedge Fund

$243,987

Apr 15, 2022

Mar 30, 2012

reported

021-53802

WARRANT STRATEGIES FUND, LLC

Hedge Fund

$14,550

Apr 15, 2022

Mar 30, 2012

reported

021-140487

OPTION 13 PARTNERS, LP

Hedge Fund

Mar 21, 2018

Mar 21, 2016

reported

021-251579

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HULL, JAMES, MITCHELL

MANAGING MEMBER/CHIEF EXECUTIVE OFFICER

yes

12/2002

Mar 30, 2012

ACKERMAN, BRADLEY, JASON

CHIEF COMPLIANCE OFFICER

11/2006

Mar 30, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HULL CAPITAL ADVISOR, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 30, 2012

$117M

n/a

$123M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$117M

n/a