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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

MICHAEL CHRISTOPHER UNNERSTALL

Advisor at LPL FINANCIAL LLC

KANSAS CITY, KS | RAYTOWN, MO | ROELANE, KS | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:d3a6b323-4fcf-6911-b7c7-a4684cc81bed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 13, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 11, 2014
First registration: Oct 13, 2014
Dual registered: yes, broker-dealer
Other names: CHRIS UNNERSTALL|MICHAEL UNNERSTALL
IAPD individual key: 6351308

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 16, 2023	n/a	yes	KANSAS CITY, MO\|KANSAS CITY, MO\|KANSAS CITY, MO\|KANSAS CITY, MO\|RAYTOWN, MO\|KANSAS CITY, KS\|KANSAS CITY, MO\|KANSAS CITY, KS\|ROELANE, KS	Current employment
COMMERCE BROKERAGE SERVICES, INC	Former SEC adviser	Dec 9, 2015	Aug 16, 2023	no	Columbia, MO\|CLAYTON, MO\|CLAYTON, MO\|KANSAS CITY, MO\|Shawnee, KS\|ST. LOUIS, MO	Previous registration
EDWARD JONES	National bd RIA	Oct 13, 2014	Dec 3, 2015	no	Maryland Heights, MO\|Maryland Heights, MO\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMERCE BROKERAGE SERVICES, INC	LPL FINANCIAL LLC	Aug 16, 2023	Aug 16, 2023	0	Bulk transfer	RIA to ibd
EDWARD JONES	COMMERCE BROKERAGE SERVICES, INC	Dec 3, 2015	Dec 9, 2015	6	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 16, 2023 to presentfactForm ADV
→ COMMERCE BROKERAGE SERVICES, INCRegistered adviserregistration: previous registration
Dec 9, 2015 to Aug 16, 2023factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 13, 2014 to Dec 3, 2015factForm ADV

Dated events

No dated event names this entity yet.