DFX Intelligence

R••••• D••••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

R••••• D••••• F•••••••

Advisor at J••••• P••• G•••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:d3aaa4e0-558d-2bda-3148-712dc805d922

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• P••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 13, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• P••• G•••• L••	Independent wealth	Aug 24, 2026	n/a	yes	SAN FRANCISCO, CA	Current employment
E• W••••• A•••••••	Independent wealth	Oct 29, 2025	Jul 28, 2026	no	TORRANCE, CA\|San Francisco, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E• W••••• A•••••••	J••••• P••• G•••• L••	Jul 28, 2026	Aug 24, 2026	27	Firm change	RIA to RIA
F••••• I•••••••••	E• W••••• A•••••••	Jul 2, 2019	Oct 29, 2025

Relationships

Registered with (4)

→ J••••• P••• G•••• L••Registered adviserregistration: current employment
Aug 24, 2026 to presentfactForm ADV
→ E• W••••• A•••••••Registered adviserregistration: previous registration
Oct 29, 2025 to Jul 28, 2026factForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Jun 23, 2014 to Jul 2, 2019factForm ADV
→ S•••••••• L••

Dated events

Occurred
Jul 28, 2026
Advisor changed firm
R••••• D••••• F••••••• left E• W••••• A••••••• for J••••• P••• G•••• L•• (registered 2026-08-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3aaa4e0-558d-2bda-3148-712dc805d922
First observed: Dec 14, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.