DFX Intelligence

E••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

E••••••• P•••••••• L••

CRD 159547

WASHINGTON, DC

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Search this name across graphsid dfx:ria:d3bf530f-5943-4a33-5221-0839769eddf9

Data as of Mar 31, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Feb 15, 2012 to Mar 31, 2014
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

E••••••• P•••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $473M••• Locked
Discretionary RAUM: $473M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
U••• G••••••••• P••••••••• I••••• • G••••• F•••• L•••	Hedge Fund	$252M	Mar 31, 2014	22	Feb 15, 2012	reported	021-190724
U••• G••••••••• P••••••••• I••••• • G••••• F••• I•• L•	Hedge Fund	$210M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• A•••••• M••••	CHIEF FINANCIAL OFFICER	Na	yes	12/2011	Oct 12, 2012	Mar 31, 2014
C••••• D••••••• W••••••	MAJORITY OWNER, MANAGER	E	yes	08/2011	Feb 15, 2012	Mar 31, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•• S••••••••• L••	n/a	n/a	n/a	N	no	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Beverly	Ma	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$473M	$272M	74.0%	n/a	n/a	15	14	n/a	n/a

Relationships

Advises (3)

→ U••• G••••••••• P••••••••• I••••• • G••••• F••• I•• L•Private fundHedge Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ U••• I• ••••••••• F•••• L•Private fundHedge Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ U••• G••••••••• P••••••••• I••••• • G••••• F•••• L•••Private fundHedge Fund, IA
Feb 15, 2012 to presentfactForm ADV

Controls (5)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3bf530f-5943-4a33-5221-0839769eddf9
First observed: Feb 15, 2012
Last observed: Mar 31, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.