This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.28 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0

Regulatory AUM

$146MItem 5.F on the latest filing (2026-07-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$39.2M

Private client RAUM

$40.2MderivedItem 5.D individuals plus high net worth individuals

Private client share

28%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$72.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

3

Offices

1Schedule D 1.F, beyond the principal office

Accounts

101

Individual clients

86

High net worth clients

8

SEC number

801-136870

CRD

317738

Filings on the tape

1

First filed

Jul 14, 2026

Latest filed

Jul 14, 2026

Organised

Limited Liability Company, FL

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d3c7ee64-522e-0467-25af-1f1ec69b9d88

First observed

Jul 14, 2026

Last observed

Jul 14, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.