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Advisor at OSAIC WEALTH, INC.
PITTSBURG, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | PITTSBURG, KS | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | PITTSBURG, KS | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 20, 2009 | Mar 1, 2019 | no | MINNEAPOLIS, MN|PITTSBURG, KS | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Oct 16, 2008 | Oct 22, 2009 | no | PITTSBURG, KS|OVERLAND, KS | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Sep 13, 2002 | Dec 20, 2005 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | QUESTAR ASSET MANAGEMENT, INC. | Oct 22, 2009 | Oct 20, 2009 | -2 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Dec 20, 2005 | Oct 16, 2008 | 1,031 | Firm change after gap | Other |