DFX Intelligence

R•••••• K•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

R•••••• K•••• S•••••••

Advisor at S••••• W••••• A•••••••• I•••

SAN FRANCISCO, CA | Atlanta, GA

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Search this name across graphsid dfx:ria:d3e3fec7-4211-4a22-6a20-50aad364d219

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 21, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Jul 31, 2025	n/a	yes	Atlanta, GA\|SAN FRANCISCO, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Apr 22, 2022	Jul 16, 2025	no	Stockbridge, GA\|MCDONOUGH, GA\|STOCKBRIDGE, GA\|Locust Grove, GA\|Hampton, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	S••••• W••••• A•••••••• I•••	Jul 16, 2025	Jul 31, 2025	15	Firm change	Other
V•••• F•••••••• A•••••••• I•••	J••• M••••• S••••••••• L••	Mar 23, 2022	Apr 22, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:159035:GA:2025-07-16	Jul 16, 2025	Jul 31, 2025	HAMPTON, GA	Firm change
42803:79:GA:2022-03-23	Mar 23, 2022	Apr 22, 2022	ATLANTA, GA	Firm change

Relationships

Registered with (3)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Jul 31, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 22, 2022 to Jul 16, 2025factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 21, 2019 to Mar 23, 2022factForm ADV

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
R•••••• K•••• S••••••• left J••• M••••• S••••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-07-31)
Form ADVobserved 7 days ago
Occurred
Mar 23, 2022
Advisor changed firm
R•••••• K•••• S••••••• left V•••• F•••••••• A•••••••• I••• for J••• M••••• S••••••••• L•• (registered 2022-04-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3e3fec7-4211-4a22-6a20-50aad364d219
First observed: Mar 21, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.