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Advisor at COMMONWEALTH FINANCIAL NETWORK
Lacey, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 9, 2013 | n/a | yes | Lacey, WA | Current employment |
| NAVIGATE FINANCIAL | n/a | Jul 6, 2021 | Feb 22, 2025 | no | LACEY, WA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Sep 21, 2004 | Aug 16, 2013 | no | TUMWATER, WA|TACOMA, WA|BELLEVUE, WA|LACEY, WA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | May 19, 2000 | Sep 20, 2004 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NAVIGATE FINANCIAL | n/a | Feb 22, 2025 | n/a | n/a | Departure no registered destination | Departure |
| MSI FINANCIAL SERVICES, INC. | COMMONWEALTH FINANCIAL NETWORK | Aug 16, 2013 | Aug 9, 2013 | -7 | Firm change | Other |
| PRUCO SECURITIES, LLC | MSI FINANCIAL SERVICES, INC. | Sep 20, 2004 | Sep 21, 2004 | 1 | Firm change | Other |