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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

Austin Lane

Advisor at CETERA INVESTMENT ADVISERS LLC

HELOTES, TX

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Search this name across graphsid dfx:ria:d3e61ba1-eda4-55af-e060-0f0954d0a346

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 22, 2012
First registration: Jan 3, 2014
Dual registered: yes, broker-dealer
Other names: AUSTIN LANE|AUSTIN ALBERT LANE
IAPD individual key: 6054083

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	HELOTES, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 20, 2017	Aug 3, 2021	no	SAN ANTONIO,, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Oct 9, 2015	Jun 16, 2017	no	SAN ANTONIO, TX	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 3, 2014	Aug 25, 2015	no	PASO ROBLES, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA\|TAFT, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	CETERA INVESTMENT ADVISERS LLC	Aug 3, 2021	Jun 29, 2023	695	Firm change after gap	Wirehouse to ibd
CAPITAL CLIENT GROUP, INC.	J.P. MORGAN SECURITIES LLC	Jun 16, 2017	Jun 20, 2017	4	Firm change	Other
J.P. MORGAN SECURITIES LLC	CAPITAL CLIENT GROUP, INC.	Aug 25, 2015	Oct 9, 2015	45	Firm change	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jun 20, 2017 to Aug 3, 2021factForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: previous registration
Oct 9, 2015 to Jun 16, 2017factForm ADV

Dated events

No dated event names this entity yet.