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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

DAVID JUDD EDWARDS

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3ea95bc-ef35-944a-65b0-0906480554c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 15, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Nov 15, 1997
First registration: Jan 4, 2005
Dual registered: yes, broker-dealer
Other names: DAVE EDWARDS
IAPD individual key: 2963036

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 24, 2021	n/a	yes	SAUK CITY, WI\|BARABOO, WI\|WISCONSIN DELLS, WI\|SPRING GREEN, WI\|REEDSBURG, WI\|DODGEVILLE, WI\|MOUNT HOREB, WI	Current employment
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Aug 1, 2012	Mar 24, 2021	no	SAUK CITY, WI\|SAUK CITY, WI\|DODGEVILLE, WI\|CHICAGO, IL	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Apr 27, 2010	Apr 18, 2012	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Nov 6, 2006	Aug 1, 2012	no	SAUK CITY, WI\|MADISON, WI\|LANCASTER, WI\|DODGEVILLE, WI	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Sep 2, 2005	Jul 31, 2006	no	92655 GRAFENWOEHR\|92249 VILSECK-SORGHOF	Previous registration
FIRST COMMAND BANK	n/a	Jan 4, 2005	Sep 2, 2005	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BMO HARRIS FINANCIAL ADVISORS, INC	LPL FINANCIAL LLC	Mar 24, 2021	Mar 24, 2021	0	Bulk transfer	Ibd to ibd
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Aug 1, 2012	Apr 27, 2010	-827	Bulk transfer	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO HARRIS FINANCIAL ADVISORS, INC	Apr 18, 2012	Aug 1, 2012	105	Bulk transfer	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	M&I FINANCIAL ADVISORS, INC.	Jul 31, 2006	Nov 6, 2006	98	Firm change	Other
FIRST COMMAND BANK	FIRST COMMAND FINANCIAL PLANNING, INC.	Sep 2, 2005	Sep 2, 2005	0	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 24, 2021 to presentfactForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Aug 1, 2012 to Mar 24, 2021factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 6, 2006 to Aug 1, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Apr 27, 2010 to Apr 18, 2012factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to Jul 31, 2006factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Jan 4, 2005 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3ea95bc-ef35-944a-65b0-0906480554c8
First observed: Jan 4, 2005
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID JUDD EDWARDS

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d3ea95bc-ef35-944a-65b0-0906480554c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.