DFX Intelligence

B••••••• C•••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

B••••••• C•••••• A••••••• L••

CRD 312130

AMBLER, PA

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Search this name across graphsid dfx:ria:d3ed612f-aeae-f4bb-3927-5161c4714f33

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 3
Observed: Mar 12, 2021 to Mar 16, 2026
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

B••••••• C•••••• A••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

B••••••• C•••••• A••••••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

B••••••• C•••••• A••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $2.7B••• Locked
Discretionary RAUM: $2.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•• M••••••••• B••••• L••• F••• L•	Other Private Fund	$531M	Sep 11, 2024	2	Aug 9, 2021	reported	021-407021
B•• L•••••••• B••••• L••• F••• L•	Other Private Fund	$278M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• C••••••••• M••••••• H•••••• L••	Owner	E	yes	12/2011	Mar 12, 2021	Sep 11, 2024
B••••••• P••••••••• H•••••• L••	SOLE MEMBER	E	yes	12/2020	Mar 12, 2021	Sep 11, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••• R••• E••••• A••••••• I•••	n/a	n/a	n/a	N	yes	n/a
B••••••• R••• E••••• A••••••• L••	n/a	n/a	n/a	N	yes	n/a
R•••••••• C••••••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.7B	$624M	325.6%	$863M	45.5%	2	2	0	0

Relationships

Advises (2)

→ B•• M••••••••• B••••• L••• F••• L•Private fundOther Private Fund, IA
Aug 9, 2021 to presentfactForm ADV
→ B•• L•••••••• B••••• L••• F••• L•Private fundOther Private Fund, IA
Apr 25, 2023 to presentfactForm ADV

Owns (1)

← G•••••••• A••• M•••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 12, 2021 to Sep 11, 2024factForm ADV

Controls (9)

Dated events

Occurred
Mar 16, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$2.0B
Occurred
Mar 22, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$274M
Occurred
Mar 29, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$409M
Occurred
Mar 12, 2021
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3ed612f-aeae-f4bb-3927-5161c4714f33
First observed: Mar 12, 2021
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.