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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

JASON THOMAS KING

Advisor at OAKWOOD CAPITAL, INC.

ST. LOUIS PARK, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OAKWOOD CAPITAL, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 22, 2016
First registration: Sep 27, 2016
Dual registered: yes, broker-dealer
Other names: JASON KING
IAPD individual key: 6343030

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OAKWOOD CAPITAL, INC.	Independent wealth	Jul 2, 2020	n/a	yes	ST. LOUIS PARK, MN	Current employment
OAKWOOD CAPITAL, INC.	Independent wealth	Jul 2, 2020	Dec 31, 2020	no	ST. LOUIS PARK, MN\|Ft. Myers, FL	Previous registration
PROSPERITY CAPITAL ADVISORS	Independent wealth	Aug 1, 2018	Jul 6, 2020	no	Wayzata, MN\|WESTLAKE, OH\|Fort Myers, FL	Previous registration
CRI SECURITIES, LLC	Former SEC adviser	Sep 27, 2016	Jul 10, 2018	no	MINNEAPOLIS, MN	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 27, 2016	Jul 10, 2018	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSPERITY CAPITAL ADVISORS	OAKWOOD CAPITAL, INC.	Jul 6, 2020	Jul 2, 2020	-4	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	CRI SECURITIES, LLC	Jul 10, 2018	Sep 27, 2016	-651	Channel change	Other
CRI SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Jul 10, 2018	Sep 27, 2016	-651	Firm change after gap	Other

Relationships

Registered with (4)

→ OAKWOOD CAPITAL, INC.Registered adviserregistration: previous registration
Jul 2, 2020 to Dec 31, 2020factForm ADV
→ PROSPERITY CAPITAL ADVISORSRegistered adviserregistration: previous registration
Aug 1, 2018 to Jul 6, 2020factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 27, 2016 to Jul 10, 2018factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 27, 2016 to Jul 10, 2018factForm ADV

Dated events

No dated event names this entity yet.