DFX Intelligence

F•••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

F•••••• A•••• M••••••••• L••

CRD 106897

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:d3f5314a-2ba7-d91b-77e4-4b26457ad6a1

Data as of Jul 30, 2012 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 2
Observed: Apr 20, 2012 to Jul 30, 2012
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F•••••• A•••• M••••••••• L••

Private equity manager · shared crd

Real Estate Fundsidentity

F•••••• A•••• M••••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $53.2M••• Locked
Discretionary RAUM: $53.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $53.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• B••• B••••••	n/a	IRVINE, CA	12	44	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••• H••••• E••••••••• L••	Private Equity Fund	$14.0M	Jun 6, 2012	28	Jun 6, 2012	reported	n/a
T•••• R••• E••••• L••	Real Estate Fund	$7.1M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• K••••• B•••	Member	E	yes	03/2000	Apr 20, 2012	Jul 30, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•••• B••• B••••••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 20, 2012	$53.2M	$53.2M	n/a	n/a	n/a	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$53.2M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Registered with (1)

← K•••• B••• B••••••Advisorregistration: current employment
Dec 6, 2013 to presentfactForm ADV

Advises (4)

→ F•••••• S•••••• L•Private fundReal Estate Fund, IA
Jun 6, 2012 to presentfactForm ADV
→ T•••• R••• E••••• 2•••• L••Private fundReal Estate Fund, IA
Jun 6, 2012 to presentfactForm ADV
→

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3f5314a-2ba7-d91b-77e4-4b26457ad6a1
First observed: Apr 20, 2012
Last observed: Jul 30, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.