DFX Intelligence

C••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)29 years in industry

C••• K•••••

Advisor at R•••••• J•••• • A••••••••• I•••

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:d3f99db7-963a-a8c3-45b6-89a70e2306e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	May 9, 2023	n/a	yes	ST. PETERSBURG, FL	Current employment
E•••••••• A•••••••• L••	National bd RIA	Mar 31, 2023	Apr 14, 2023	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	R•••••• J•••• • A••••••••• I•••	Apr 14, 2023	May 9, 2023	25	Firm change	Ibd to ibd
T• R••• P•••• A••••••• S•••••••• I•••	E•••••••• A•••••••• L••	Mar 4, 2019	Mar 31, 2023

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
May 9, 2023 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 31, 2023 to Apr 14, 2023factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 13, 2014 to Mar 4, 2019factForm ADV

Dated events

Occurred
Apr 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d3f99db7-963a-a8c3-45b6-89a70e2306e1
First observed: Oct 13, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.