DFX Intelligence

S•••••• J••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

S•••••• J••• B•••••••••

Advisor at L•• F•••••••• L••

OSWEGO, IL | DOWNERS GROVE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4210d32-b654-7765-f6a9-3be77ddda485

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 12, 2020	n/a	yes	DOWNERS GROVE, IL\|OSWEGO, IL	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Oct 29, 2015	Nov 13, 2020	no	WHEATON, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	L•• F•••••••• L••	Nov 13, 2020	Nov 12, 2020	-1	Firm change	Ibd to ibd
J••• M••••• S••••••••• L••	A••••• A•• P••••••• S•••••••	May 15, 2012	Oct 29, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
20472:6413:IL:2020-11-13	Nov 13, 2020	Nov 12, 2020	WHEATON, IL	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 12, 2020 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Oct 29, 2015 to Nov 13, 2020factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 15, 2009 to May 15, 2012factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4210d32-b654-7765-f6a9-3be77ddda485
First observed: Mar 12, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.