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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

MICHAEL KEITH SMITH

Advisor at GLOBAL RETIREMENT PARTNERS LLC

Crystal Lake, IL | SAN RAFAEL, CA | CRYSTAL LAKE, IL

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Search this name across graphsid dfx:ria:d4286412-e00f-8217-0187-2741f1cccc55

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 4, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLOBAL RETIREMENT PARTNERS LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 3
Exams: S63|S66
First exam: Dec 10, 2007
First registration: Nov 4, 2011
Dual registered: yes, broker-dealer
Other names: MIKE SMITH
IAPD individual key: 1424328

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 30, 2020	n/a	yes	CRYSTAL LAKE, IL	Current employment
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Aug 31, 2017	n/a	yes	SAN RAFAEL, CA\|Crystal Lake, IL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 25, 2014	Sep 15, 2017	no	NORTHBROOK, IL\|BARRINGTON, IL	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 28, 2013	May 14, 2014	no	DEER PARK, IL	Previous registration
PLEXUS FINANCIAL SERVICES, LLC	Former SEC adviser	Nov 4, 2011	Sep 17, 2014	no	DEER PARK, IL\|DEER PARK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	GLOBAL RETIREMENT PARTNERS LLC	Sep 15, 2017	Aug 31, 2017	-15	Firm change	Other
PLEXUS FINANCIAL SERVICES, LLC	COMMONWEALTH FINANCIAL NETWORK	Sep 17, 2014	Jun 28, 2013	-446	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	UBS FINANCIAL SERVICES INC.	May 14, 2014	Sep 25, 2014	134	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 30, 2020 to presentfactForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: current employment
Aug 31, 2017 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 25, 2014 to Sep 15, 2017factForm ADV
→ PLEXUS FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 4, 2011 to Sep 17, 2014factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jun 28, 2013 to May 14, 2014factForm ADV

Dated events

No dated event names this entity yet.