DFX Intelligence

B•••• C••••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

B•••• C••••••••• M•••••

Advisor at C•••••• S••••• • C••• I•••

Chestnut Hill, MA

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Search this name across graphsid dfx:ria:d430180c-185c-a628-d3dd-03b85560bf70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Dec 15, 2025	n/a	yes	Chestnut Hill, MA	Current employment
T••••••• W••••• M••••••••• L••	Independent wealth	Feb 26, 2024	Nov 26, 2025	no	Boise, ID\|BOISE, ID	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• W••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Nov 26, 2025	Dec 15, 2025	19	Firm change	RIA to ibd

Relationships

Registered with (2)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ T••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 26, 2024 to Nov 26, 2025factForm ADV

Dated events

Occurred
Nov 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d430180c-185c-a628-d3dd-03b85560bf70
First observed: Feb 26, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.