This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$153MItem 5.F on the latest filing (2026-02-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$148M

Private client RAUM

$133MderivedItem 5.D individuals plus high net worth individuals

Private client share

87%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$153Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

2

Advisory employees

1

Offices

1Schedule D 1.F, beyond the principal office

Accounts

299

Individual clients

67

High net worth clients

44

SEC number

801-79008

CRD

131628

Filings on the tape

25

First filed

Mar 16, 2012

Latest filed

Feb 11, 2026

Organised

Corporation, CA

Website

garnerfinancialmanagement.com

• Occurred

  Jan 21, 2019
  Control person left

  James Robert Garner (President, Chief Compliance Officer) no longer on Schedule A of Garner Financial Management (listed 2018-01-30, absent 2019-01-21)

  Form ADVobserved 5 days ago
• Occurred

  Dec 20, 2013
  First Form ADV filing

  Garner Financial Management, Inc. filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d434e742-e3a3-b222-eed0-019aac1c0096

First observed

Mar 16, 2012

Last observed

Feb 11, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.