DFX Intelligence

M••••• D• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

M••••• D• D•••••••

Advisor at E• W••••• A•••••••

Salt Lake City, UT | TORRANCE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Apr 3, 2024	n/a	yes	Salt Lake City, UT\|TORRANCE, CA	Current employment
T•• I•••••• G••••• I•••	Former SEC adviser	May 11, 2020	Oct 21, 2020	no	SALT LAKE CITY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• I•••••• G••••• I•••	E• W••••• A•••••••	Oct 21, 2020	Apr 3, 2024	1,260	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
117936:111147:UT:2020-10-21	Oct 21, 2020	Apr 3, 2024	SALT LAKE CITY, UT	Firm change after gap

Relationships

Registered with (2)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Apr 3, 2024 to presentfactForm ADV
→ T•• I•••••• G••••• I•••Registered adviserregistration: previous registration
May 11, 2020 to Oct 21, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 11, 2020
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.