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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

IROQUOIS CAPITAL MANAGEMENT, LLC

CRD 159769

NEW YORK, NY

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Search this name across graphsid dfx:ria:d43d1064-8362-ba73-c397-d2cc7792efd8

Data as of Apr 1, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 1
Observed: Feb 17, 2012 to Apr 1, 2014
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Iroquois Capital Management, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $156MItem 5.F on the latest filing (2014-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $156M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 8
Accounts: 3
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $156Mgross asset value as reported per fund; never fund size
Custody, client assets: $156M
SEC number: 801-74361
CRD: 159769
Filings on the tape: 7
First filed: Feb 17, 2012
Latest filed: Apr 1, 2014
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
IROQUOIS MASTER FUND LTD.	Hedge Fund	$120M	Mar 28, 2024	2	Feb 17, 2012	reported	021-220286
IROQUOIS CAPITAL OPPORTUNITY FUND LP	Private Equity Fund	$27.2M	Mar 2, 2012	55	Feb 17, 2012	dropped	n/a
IROQUOIS ENERGY MASTER FUND, LP	Hedge Fund	$26.8M	Apr 1, 2014	1	Apr 1, 2013	reported	n/a
ICO MARCELLUS I, LLC	Other Private Fund	$4.1M	Mar 2, 2012	24	Feb 17, 2012	dropped	n/a
AIX PARTNERS I LLC	Other Private Fund	$3.8M	Mar 2, 2012	17	Feb 17, 2012	dropped	n/a
LBE PARTNERS I LLC	Other Private Fund	$3.0M	Mar 2, 2012	6	Feb 17, 2012	dropped	n/a
PIPE SELECT FUND LLC	Other Private Fund	$2.9M	Mar 2, 2012	1	Feb 17, 2012	dropped	n/a
MEGA PARTNERS 1, LLC	Other Private Fund	$2.0M	Mar 2, 2012	14	Feb 17, 2012	dropped	n/a
ICIV 2021 LLC	Other Private Fund	$1.5M	Mar 28, 2024	14	Mar 31, 2022	reported	n/a
STRUCTURE OIL CORP	Other Private Fund	$1.0M	Mar 2, 2012	1	Feb 17, 2012	dropped	n/a
GLEN ROSE PARTNERS I LLC	Other Private Fund	$1.0M	Mar 2, 2012	13	Feb 17, 2012	dropped	n/a
PETRO RIVER OIL, LLC	Other Private Fund	$1.0M	Mar 2, 2012	2	Feb 17, 2012	dropped	n/a
PIPE EQUITY PARTNERS, LLC	Other Private Fund	$375,061	Mar 2, 2012	1	Feb 17, 2012	dropped	n/a
LAUNCHPAD INNOVATION CAPITAL LLC	Other Private Fund	$0	Mar 28, 2024	15	Mar 29, 2019	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABBE, COLMAN	Trustee	F	yes	06/2003	Feb 17, 2012	Apr 1, 2014
ABBE, LEO, THEODORE	Trustee	F	yes	06/2011	Feb 17, 2012	Apr 1, 2014
ABBE, RICHARD, KENNETH	Beneficiary	E	yes	06/2003	Feb 17, 2012	Apr 1, 2014
ABBE, RICHARD, KENNETH	MANAGING DIRECTOR	C	yes	06/2003	Feb 17, 2012	Apr 1, 2014
IROQUOIS CAPITAL MANAGEMENT, LLC	MEMBER/OWNER IROQUOIS ENERGY ADVISORS LLC	C	yes	02/2013	Apr 1, 2013	Apr 1, 2014
SELCH, JASON, BAKWIN	MEMBER/OWNER IROQUOIS ENERGY ADVISORS LLC	D	yes	02/2013	Apr 1, 2013	Apr 1, 2014
SILVERMAN, JOSHUA	MEMBER/OWNER	C	yes	06/2003	Feb 17, 2012	Apr 1, 2014
THE MERAV ABBE IRREVOCABLE TRUST	MEMBER/OWNER	C	yes	06/2003	Feb 17, 2012	Apr 1, 2014
COHEN, SCOT, JASON	MEMBER/OWNER	B	no	06/2003	Feb 17, 2012	Apr 1, 2014
GRIFFIN, KIMBERLY, M.	CHIEF COMPLIANCE OFFICER	Na	no	03/2014	Feb 17, 2012	Apr 1, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
IROQUOIS CAPITAL PARTNERS, LLC	n/a	n/a	n/a	Y	yes	n/a
IROQUOIS ENERGY ADVISORS LLC	n/a	n/a	n/a	Y	no	n/a
IROQUOIS ENERGY GP, LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Scarsdale	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$156M	$156M	9	8	n/a	2	$156M
2012	Apr 1, 2013	$178M	$178M	8	7	n/a	2	$178M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$156M	$178M	-12.2%	n/a	n/a	9	8	n/a	n/a

Relationships

Advises (14)

→ IROQUOIS MASTER FUND LTD.Private fundHedge Fund, ERA
Feb 17, 2012 to presentfactForm ADV
→ LAUNCHPAD INNOVATION CAPITAL LLCPrivate fundOther Private Fund, ERA
Mar 29, 2019 to presentfactForm ADV
→ ICIV 2021 LLCPrivate fundOther Private Fund, ERA
Mar 31, 2022 to presentfactForm ADV
→ IROQUOIS ENERGY MASTER FUND, LPPrivate fundHedge Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ PIPE SELECT FUND LLCPrivate fundOther Private Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV
→ ICO MARCELLUS I, LLCPrivate fundOther Private Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV
→ IROQUOIS CAPITAL OPPORTUNITY FUND LPPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV
→ PETRO RIVER OIL, LLCPrivate fundOther Private Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV
→ MEGA PARTNERS 1, LLCPrivate fundOther Private Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV
→ LBE PARTNERS I LLCPrivate fundOther Private Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV
→ AIX PARTNERS I LLCPrivate fundOther Private Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV
→ PIPE EQUITY PARTNERS, LLCPrivate fundOther Private Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV
→ STRUCTURE OIL CORPPrivate fundOther Private Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV
→ GLEN ROSE PARTNERS I LLCPrivate fundOther Private Fund, IA, no longer reported
Feb 17, 2012 to Mar 2, 2012factForm ADV

Controls (7)

← ABBE, COLMANOwnerTRUSTEE, ownership code F, individual
Feb 17, 2012 to presentfactForm ADV
← IROQUOIS CAPITAL MANAGEMENT, LLCOwnerMEMBER/OWNER IROQUOIS ENERGY ADVISORS LLC, ownership code C, domestic entity
Apr 1, 2013 to presentfactForm ADV
← ABBE, RICHARD, KENNETHOwnerBENEFICIARY, ownership code E, individual
Feb 17, 2012 to presentfactForm ADV
← ABBE, LEO, THEODOREOwnerTRUSTEE, ownership code F, individual
Feb 17, 2012 to presentfactForm ADV
← SELCH, JASON, BAKWINOwnerMEMBER/OWNER IROQUOIS ENERGY ADVISORS LLC, ownership code D, individual
Apr 1, 2013 to presentfactForm ADV
← SILVERMAN, JOSHUAOwnerMEMBER/OWNER, ownership code C, individual
Feb 17, 2012 to presentfactForm ADV
← THE MERAV ABBE IRREVOCABLE TRUSTOwnerMEMBER/OWNER, ownership code C, domestic entity
Feb 17, 2012 to presentfactForm ADV

Owns (2)

← COHEN, SCOT, JASONOwnerMEMBER/OWNER, ownership code B, individual
Feb 17, 2012 to presentfactForm ADV
← GRIFFIN, KIMBERLY, M.OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 17, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d43d1064-8362-ba73-c397-d2cc7792efd8
First observed: Feb 17, 2012
Last observed: Apr 1, 2014 151 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IROQUOIS CAPITAL MANAGEMENT, LLC

CRD 159769

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d43d1064-8362-ba73-c397-d2cc7792efd8

Data as of Apr 1, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:28 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

IROQUOIS MASTER FUND LTD.

Hedge Fund

$120M

Mar 28, 2024

Feb 17, 2012

reported

021-220286

IROQUOIS CAPITAL OPPORTUNITY FUND LP

Private Equity Fund

$27.2M

Mar 2, 2012

Feb 17, 2012

dropped

n/a

IROQUOIS ENERGY MASTER FUND, LP

Hedge Fund

$26.8M

Apr 1, 2014

Apr 1, 2013

reported

n/a

ICO MARCELLUS I, LLC

Other Private Fund

$4.1M

Mar 2, 2012

Feb 17, 2012

dropped

n/a

AIX PARTNERS I LLC

Other Private Fund

$3.8M

Mar 2, 2012

Feb 17, 2012

dropped

n/a

LBE PARTNERS I LLC

Other Private Fund

$3.0M

Mar 2, 2012

Feb 17, 2012

dropped

n/a

PIPE SELECT FUND LLC

Other Private Fund

$2.9M

Mar 2, 2012

Feb 17, 2012

dropped

n/a

MEGA PARTNERS 1, LLC

Other Private Fund

$2.0M

Mar 2, 2012

Feb 17, 2012

dropped

n/a

ICIV 2021 LLC

Other Private Fund

$1.5M

Mar 28, 2024

Mar 31, 2022

reported

n/a

STRUCTURE OIL CORP

Other Private Fund

$1.0M

Mar 2, 2012

Feb 17, 2012

dropped

n/a

GLEN ROSE PARTNERS I LLC

Other Private Fund

$1.0M

Mar 2, 2012

Feb 17, 2012

dropped

n/a

PETRO RIVER OIL, LLC

Other Private Fund

$1.0M

Mar 2, 2012

Feb 17, 2012

dropped

n/a

PIPE EQUITY PARTNERS, LLC

Other Private Fund

$375,061

Mar 2, 2012

Feb 17, 2012

dropped

n/a

LAUNCHPAD INNOVATION CAPITAL LLC

Other Private Fund

Mar 28, 2024

Mar 29, 2019

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABBE, COLMAN

Trustee

yes

06/2003

Feb 17, 2012

Apr 1, 2014

ABBE, LEO, THEODORE

Trustee

yes

06/2011

Feb 17, 2012

Apr 1, 2014

ABBE, RICHARD, KENNETH

Beneficiary

yes

06/2003

Feb 17, 2012

Apr 1, 2014

ABBE, RICHARD, KENNETH

MANAGING DIRECTOR

yes

06/2003

Feb 17, 2012

Apr 1, 2014

IROQUOIS CAPITAL MANAGEMENT, LLC

MEMBER/OWNER IROQUOIS ENERGY ADVISORS LLC

yes

02/2013

Apr 1, 2013

Apr 1, 2014

SELCH, JASON, BAKWIN

MEMBER/OWNER IROQUOIS ENERGY ADVISORS LLC

yes

02/2013

Apr 1, 2013

Apr 1, 2014

SILVERMAN, JOSHUA

MEMBER/OWNER

yes

06/2003

Feb 17, 2012

Apr 1, 2014

THE MERAV ABBE IRREVOCABLE TRUST

MEMBER/OWNER

yes

06/2003

Feb 17, 2012

Apr 1, 2014

COHEN, SCOT, JASON

MEMBER/OWNER

06/2003

Feb 17, 2012

Apr 1, 2014

GRIFFIN, KIMBERLY, M.

CHIEF COMPLIANCE OFFICER

03/2014

Feb 17, 2012

Apr 1, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

IROQUOIS CAPITAL PARTNERS, LLC

n/a

yes

n/a

IROQUOIS ENERGY ADVISORS LLC

n/a

IROQUOIS ENERGY GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Scarsdale

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$156M

n/a

$156M

2012

Apr 1, 2013

$178M

n/a

$178M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$156M

$178M

-12.2%

n/a