DFX Intelligence

T••••••• D•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

T••••••• D•••• B••••••

Advisor at G••• P••• F•••••••• A•••••••• L••

WESTLAKE, OH, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••• P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••• P••• F•••••••• A•••••••• L••	Independent wealth	Mar 16, 2023	n/a	yes	WESTLAKE, OH, OH	Current employment
G••• P••• F•••••••• A•••••••• L••	Independent wealth	Feb 25, 2011	Mar 13, 2023	no	WESTLAKE, OH, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• C•••••• A•••• M••••••••• C••••••	G••• P••• F•••••••• A•••••••• L••	Mar 23, 2009	Feb 25, 2011	704	Firm change after gap	Other
R•••••• J•••• • A••••••••• I•••	C••••••• C•••••• A•••• M••••••••• C••••••	Jul 12, 2006

Relationships

Registered with (4)

→ G••• P••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 25, 2011 to Mar 13, 2023factForm ADV
→ C••••••• C•••••• A•••• M••••••••• C••••••Registered adviserregistration: previous registration
Jul 24, 2006 to Mar 23, 2009factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 4, 2004 to Jul 12, 2006factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 15, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.