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Advisor at SILVER OAK SECURITIES, INC.
Shelbyville, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER OAK SECURITIES, INC. | Bd affiliated wealth | Oct 6, 2021 | n/a | yes | Shelbyville, KY | Current employment |
| PORTFOLIO RESOURCES ADVISOR GROUP, INC. | Independent wealth | Jan 16, 2008 | Oct 12, 2021 | no | LOUISVILLE, KY|CORAL GABLES, FL|SHELBYVILLE, KY | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Jul 8, 2002 | Dec 31, 2007 | no | LOUISVILLE, KY|Newmarket, NH|LOUISVILLE, KY|TROY, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PORTFOLIO RESOURCES ADVISOR GROUP, INC. | SILVER OAK SECURITIES, INC. | Oct 12, 2021 | Oct 6, 2021 | -6 | Firm change | RIA to ibd |
| FINANCIAL WEST GROUP | PORTFOLIO RESOURCES ADVISOR GROUP, INC. | Dec 31, 2007 | Jan 16, 2008 | 16 | Firm change | Other |