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CRD 106847
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RICHARD STANTON PZENA | n/a | NEW YORK, NY | 30 | 40 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PZENA GLOBAL VALUE FUND 2 (DST), A SERIES OF PZENA TRUST | Other Private Fund | $288M | Mar 28, 2024 | 2 | Mar 29, 2019 | reported | 021-328163 |
| PZENA GLOBAL VALUE FUND, A SERIES OF PZENA VALUE FUNDS PLC | Other Private Fund | $160M | Apr 1, 2013 | 13 | Mar 28, 2012 | dropped | n/a |
| PZENA GLOBAL VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST | Other Private Fund | $145M | Mar 29, 2019 | 1 | Mar 28, 2012 | dropped | 021-100707 |
| PZENA U.S. BEST IDEAS FUND, LP | Hedge Fund | $105M | Mar 28, 2024 | 12 | Mar 29, 2018 | reported | 021-300855 |
| PZENA EMERGING MARKETS FOCUSED VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST | Other Private Fund | $97.6M | Mar 28, 2024 | 1 | Mar 31, 2014 | reported | 021-206645 |
| PZENA INTERNATIONAL (EX U.S.) FOCUSED VALUE FUND (DST) | Other Private Fund | $78.0M | Mar 28, 2024 | 4 | Mar 29, 2018 | reported | 021-298765 |
| PZENA GLOBAL BEST IDEAS FUND, LP | Hedge Fund | $45.2M | Mar 28, 2024 | 6 | Mar 29, 2019 | reported | 021-312265 |
| PZENA FOCUSED CREDIT OPPORTUNITIES MASTER FUND, LP | Hedge Fund | $33.3M | Mar 28, 2024 | 9 | Mar 28, 2024 | reported | 021-500993 |
| PZENA GLOBAL VALUE FUND (DST), A SERIES OF PZENA VALUE TRUST | Other Private Fund | $7.5M | Mar 28, 2024 | 3 | Mar 28, 2012 | reported | 021-100709 |
| PZENA INTERNATIONAL VALUE FUND (GT), A SEPARATE INVESTMENT FUND OF PZENA VALUE GROUP TRUST | Other Private Fund | $6.3M | Mar 29, 2019 | 1 | Mar 28, 2012 | dropped | 021-100705 |
| PZENA INTERNATIONAL VALUE FUND (DST), A SERIES OF PZENA VALUE TRUST | Other Private Fund | $5.6M | Jan 31, 2013 | 5 | Mar 28, 2012 | dropped | 021-100706 |
| PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC | Other Private Fund | $3.0M | Mar 29, 2019 | 5 | Mar 28, 2012 | dropped | 021-100152 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAUER, GEOFFREY, JACOB | CHIEF LEGAL OFFICER | Na | yes | 01/2023 | Jan 30, 2023 | Mar 28, 2024 |
| CAI, CHENYU, CAROLINE | CHIEF EXECUTIVE OFFICER | Na | yes | 02/2019 | Mar 29, 2019 | Mar 28, 2024 |
| COFFEY, STEVEN, MARK | CHIEF LEGAL RISK OFFICER AND CHIEF COMPLIANCE OFFICER | Na | yes | 01/2023 | Jan 30, 2023 | Mar 28, 2024 |
| DORAN, JESSICA, RYAN | CHIEF FINANCIAL OFFICER | Na | yes | 07/2016 | Aug 15, 2016 | Mar 28, 2024 |
| FIRE, EVAN, KEITH | CHIEF OPERATING OFFICER | Na | yes | 09/2019 | Mar 27, 2020 | Mar 28, 2024 |
| FISCH, ALLISON, JILL | President | Na | yes | 01/2023 | Jan 30, 2023 | Mar 28, 2024 |
| GOETZ, JOHN, PAUL | CO-CHIEF INVESTMENT OFFICER | Na | yes | 06/1996 | Mar 28, 2012 | Mar 28, 2024 |
| LIPSEY, WILLIAM, LOUIS | VICE CHAIRMAN | Na | yes | 02/1997 | Mar 28, 2012 | Mar 28, 2024 |
| PZENA INVESTMENT MANAGEMENT GP, LLC | GENERAL PARTNER | F | yes | 10/2022 | Nov 23, 2022 | Mar 28, 2024 |
| PZENA INVESTMENT MANAGEMENT, LP | MEMBER WITH CLASS B UNITS | E | yes | 01/2016 | Mar 29, 2016 | Mar 28, 2024 |
| PZENA, RICHARD, STANTON | CHAIRMAN; CO-CHIEF INVESTMENT OFFICER | Na | yes | 12/1995 | Mar 28, 2012 | Mar 28, 2024 |
| PZENA, RICHARD, STANTON | LIMITED PARTNER | D | yes | 01/2016 | Mar 28, 2012 | Mar 28, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PZENA FINANCIAL SERVICES, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PZENA FOCUSED CREDIT OPPORTUNITIES FUND (GP), LLC | n/a | n/a | n/a | Y | yes | n/a |
| PZENA GLOBAL BEST IDEAS (GP), LLC | n/a | n/a | n/a | Y | yes | n/a |
| PZENA INVESTMENT MANAGEMENT EUROPE LIMITED | n/a | n/a | n/a | Y | yes | n/a |
| PZENA U.S. BEST IDEAS (GP), LLC | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $81B | $81B | 164 | 55 | 0 | 6 | n/a |
| 2024 | Mar 28, 2025 | $64B | $63B | 159 | 51 | 0 | 7 | n/a |
| 2023 | Mar 28, 2024 | $59B | $58B | 156 | 51 | 0 | 7 | $655M |
| 2022 | Mar 29, 2023 | $49B | $49B | 148 | 51 | 0 | 6 | $471M |
| 2021 | Mar 31, 2022 | $51B | $50B | 146 | 46 | 0 | 6 | $537M |
| 2020 | Mar 30, 2021 | $41B | $41B | 127 | 44 | 0 | 6 | $655M |
| 2019 | Mar 27, 2020 | $39B | $39B | 121 | 44 | 0 | 6 | $607M |
| 2018 | Mar 29, 2019 | $32B | $32B | 113 | 41 | 0 | 9 | $679M |
| 2017 | Mar 29, 2018 | $38B | $37B | 108 | 43 | 0 | 7 | $653M |
| 2016 | Mar 30, 2017 | $31B | $31B | 101 | 43 | n/a | 5 | $477M |
| 2015 | Mar 29, 2016 | $24B | $24B | 92 | 35 | n/a | 5 | $362M |
| 2014 | Mar 31, 2015 | $29B | $29B | 84 | 34 | n/a | 5 | $427M |
| 2013 | Mar 31, 2014 | $25B | $25B | 75 | 33 | n/a | 5 | $273M |
| 2012 | Apr 1, 2013 | $19B | $19B | 70 | 32 | n/a | 5 | $319M |
| 2011 | Mar 28, 2012 | $15B | $15B | n/a | n/a | n/a | 6 | $212M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $81B | $64B | 27.9% | $49B | 18.2% | 164 | 159 | 0 | 0 |