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H••••• M••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1bsuccession filed

H••••• M••••• C•••••• L••

CRD 159775

BOSTON, MA

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Search this name across graphsid dfx:ria:d473d42e-f608-6684-7ec7-712150a48df9

Data as of Nov 7, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 1
Observed: Jun 27, 2013 to Nov 7, 2016
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

H••••• M••••• C•••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $256M••• Locked
Discretionary RAUM: $256M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••••• M••••• A••••• F•••• L•	Hedge Fund	$125M	Mar 29, 2016	18	Mar 30, 2012	reported	021-171141
H••••• M••••• C•••••• O••••••••• L•	Hedge Fund	$81.3M	Mar 29, 2016

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• M•••••	MANAGING MEMBER	D	yes	04/2011	Jun 27, 2013	Nov 7, 2016
C••••••• P••••	Member	C	yes	04/2011	Jun 27, 2013	Nov 7, 2016
H••••• M••••• C•••••• G•• L••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••• M••••• C•••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 29, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$256M	$156M	64.1%	n/a	n/a	7	6	n/a	n/a

Relationships

Controls (6)

← K••••• M•••• G•••••OwnerCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2016 to presentfactForm ADV
← S••••• R•••OwnerMANAGING MEMBER, ownership code D, individual
Jun 27, 2013 to presentfactForm ADV
← S••••••••• S•••••OwnerMANAGING MEMBER, ownership code D, individual
Jun 27, 2013 to presentfactForm ADV
← C••••••• M•••••OwnerMANAGING MEMBER, ownership code D, individual
Jun 27, 2013 to presentfact

Dated events

Occurred
Nov 7, 2016
Succession filed (Item 4)
H••••• M••••• C•••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Jun 27, 2013
First Form ADV filing
H••••• M••••• C•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d473d42e-f608-6684-7ec7-712150a48df9
First observed: Jun 27, 2013
Last observed: Nov 7, 2016 120 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.