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Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC
STAMFORD, CT | Port Charlotte, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Bd affiliated wealth | Jan 28, 2022 | n/a | yes | Port Charlotte, FL|STAMFORD, CT | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 1, 2018 | Feb 11, 2022 | no | SAINT PETERSBURG, FL | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Apr 24, 2017 | Apr 24, 2018 | no | APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Feb 11, 2022 | Jan 28, 2022 | -14 | Firm change | Ibd to ibd |
| INVEST FINANCIAL CORPORATION | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 24, 2018 | May 1, 2018 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 12984:149018:WI:2018-04-24 | Apr 24, 2018 | May 1, 2018 | APPLETON, WI | Firm change |