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Advisor at LPL FINANCIAL LLC
OSCEOLA, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 13, 2014 | n/a | yes | OSCEOLA, WI | Current employment |
| WADDELL & REED | Former SEC adviser | Jun 5, 2009 | Aug 4, 2014 | no | ST PAUL, MN | Previous registration |
| EDWARD JONES | National bd RIA | Aug 11, 2008 | Apr 23, 2009 | no | ST LOUIS, MO|St Paul, MN|OSCEOLA, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | LPL FINANCIAL LLC | Aug 4, 2014 | Aug 13, 2014 | 9 | Firm change | Other |
| EDWARD JONES | WADDELL & REED | Apr 23, 2009 | Jun 5, 2009 | 43 | Firm change | Other |