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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

RENEE ANNE BRABB

Advisor at UBS FINANCIAL SERVICES INC.

OMAHA, NE | Omaha, NE

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Search this name across graphsid dfx:ria:d4781096-a8a6-15e1-bf57-dc43ebfe4764

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 21, 2011
First registration: Jan 5, 2016
Dual registered: yes, broker-dealer
Other names: RENEE ANNE REDDING|RENEE ANNE LEIHGEBER|Renee Anne Brabb|RENEE A BRABB
IAPD individual key: 3140602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 28, 2020	n/a	yes	OMAHA, NE\|Omaha, NE	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jul 22, 2020	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 28, 2018	Jul 13, 2018	no	OMAHA, NE	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 5, 2016	Feb 13, 2017	no	Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	UBS FINANCIAL SERVICES INC.	Jul 22, 2020	Oct 28, 2020	98	Firm change	Ibd to wirehouse
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Feb 13, 2017	Mar 28, 2018	408	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Oct 28, 2020 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jul 22, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 28, 2018 to Jul 13, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 5, 2016 to Feb 13, 2017factForm ADV

Dated events

No dated event names this entity yet.