M••••••• N• M••

Advisor at S•••••••• R•••••••• C•••••• M••••••••• L••

SAN DIEGO, CA | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d47c9f63-dbe4-0d72-5e2d-524f8de941c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• R•••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• R•••••••• C•••••• M••••••••• L••	Independent wealth	Oct 18, 2016	n/a	yes	SAN DIEGO, CA\|NEWPORT BEACH, CA	Current employment
M••••• P•••••• W••••• S••••••••• C••••	n/a	Jul 16, 2013	Oct 26, 2016	no	SAN DIEGO, CA\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• P•••••• W••••• S••••••••• C••••	S•••••••• R•••••••• C•••••• M••••••••• L••	Oct 26, 2016	Oct 18, 2016	-8	Firm change	Other

Relationships

Registered with (2)

→ S•••••••• R•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Oct 18, 2016 to presentfactForm ADV
→ M••••• P•••••• W••••• S••••••••• C••••Registered adviserregistration: previous registration
Jul 16, 2013 to Oct 26, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d47c9f63-dbe4-0d72-5e2d-524f8de941c9
First observed: Jul 16, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.