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CRD 140455
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HAUSLER, GREG, WILLIAM | Member | C | yes | 07/2001 | Mar 8, 2012 | Apr 30, 2012 |
| HAUSLER, GREG, WILLIAM | CHIEF COMPLIANCE OFFICER/MEMBER OF GENERAL PARTNER OF OWNER | Na | yes | 07/2001 | Mar 8, 2012 | Apr 30, 2012 |
| HOFFMANN, MICHAEL, JAMES | Member | C | yes | 07/2001 | Mar 8, 2012 | Apr 30, 2012 |
| HOFFMANN, MICHAEL, JAMES | MEMBER OF GENERAL PARTNER OF OWNER | Na | yes | 08/2001 | Mar 8, 2012 | Apr 30, 2012 |
| MARMER, CRAIG, ADAM | Member | C | yes | 07/2001 | Mar 8, 2012 | Apr 30, 2012 |
| MARMER, CRAIG, ADAM | MEMBER OF GENERAL PARTNER OF OWNER | Na | yes | 08/2001 | Mar 8, 2012 | Apr 30, 2012 |
| PROBITAS PARTNERS, L.P. | Owner | E | yes | 08/2001 | Mar 8, 2012 | Apr 30, 2012 |
| MURPHY, JOHN, JOSEPH | Cfo | Na | no | 12/2011 | Mar 8, 2012 | Apr 30, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PROBITAS FUNDS GROUP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | n/a | no |