DFX Intelligence

C• T••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)23 years in industry

C• T••••• H•••

Advisor at C••••• I••••••••• A••••••• L••

WEST HARTFORD, CT | WALPOLE, MA

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Search this name across graphsid dfx:ria:d482622f-77f2-2dd5-61a8-7af61de21552

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Feb 24, 2023	n/a	yes	WEST HARTFORD, CT	Current employment
T•• P•••••• F•••••••• G••••• L••	Independent wealth	Oct 24, 2018	n/a	yes	WEST HARTFORD, CT\|WALPOLE, MA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	T•• P•••••• F•••••••• G••••• L••	Oct 24, 2018	Oct 24, 2018	0	Firm change	Ibd to RIA
U•• F•••••••• S••••••• I•••	M•• I•••••••• S•••••••• L••	May 4, 2006	Jun 25, 2013

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Feb 24, 2023 to presentfactForm ADV
→ T•• P•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Oct 24, 2018 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 25, 2013 to Oct 24, 2018factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d482622f-77f2-2dd5-61a8-7af61de21552
First observed: Jun 4, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.